developing audit work. Participated by the representatives from ACRA Singapore, SC Malaysia, International Accounting Standard Board (IASB) and SEC Thailand, the 2nd ASEAN Financial Statement Surveillance
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
มาตรฐานสากลอีกด้วย__________________________หมายเหตุ : * หน่วยงานสมาชิกรวม 12 หน่วยงาน ได้แก่ ASIC Australia, FSA Japan, MAFF Japan, METI Japan, SC Malaysia, FRC Mongolia, FMA New Zealand, FSC Chinese
Singapore (ACRA), Securities Commission Malaysia (SC) และผู้แทนจาก International Accounting Standard Board (IASB) และ ก.ล.ต. ซึ่งผู้เข้าร่วมประชุมได้แลกเปลี่ยนความคิดเห็นและประสบการณ์ในการสอบทานงบการเงิน ตลอด
and 51 audit firms have registered with the AOB. The AOB has also recognised 10 foreign individual auditors from five foreign audit firms.More information about the AOB is available on the SC website at
and 51 audit firms have registered with the AOB. The AOB has also recognised 10 foreign individual auditors from five foreign audit firms.More information about the AOB is available on the SC website at
initiatives can be found at the ACMF website www.theacmf.org. Key working groups driving various ACMF initiatives include:- Green Finance Working Group: Co-chaired by Securities Commission (SC) Malaysia and
, Chairman of the SC congratulated SEC Philippines’ on its admission into the Framework. He said, “Under the ASEAN CIS Framework, retail investors are able to tap into a wider choice of funds from beyond
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
trading account to trade securities for her own personal gains and interfering with the client?s assets by withdrawing and tranfering securities from the client?s account. According to a referral from SCB